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Vol. 52, Issue 6, 1056-1063, 1997
Department of Pharmacology, Cornell University Medical College, New York, New York 10021 (E.S., J.G., M.T.), Laboratories of Neuroendocrinology and Biology of Addictive Diseases, Rockefeller University, New York, New York 10021 (Z.S.), Division of Neuropharmacology, Center of Alcohol Studies, Rutgers University, Piscataway, New Jersey 08855 (D.B.), and Cornell University Medical College, Burke Medical Research Institute, White Plains, New York 10605 (J.G., H.B.)
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Summary |
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Treatment with different antidepressants is invariably accompanied by
the down-regulation of the 5-hydroxytryptamine2A
(5-HT2A) receptor. To determine whether receptor
down-regulation is an essential part of antidepressant action, we
manipulated levels of the 5-HT2A receptor by using a
nonpharmacological approach. Here, we report that down-regulation of
the 5-HT2A receptor by intracerebroventricular injection of
antisense oligonucleotides resulted in an antidepressant-like effect in
mice. Animals with 5-HT2A receptor deficiency showed less
immobility in the Porsolt's forced swim test, a well established
animal model that is used to identify drugs with an antidepressant
effect. The overall locomotor activity of the receptor-deficient
animals was not altered, demonstrating the specificity of the
behavioral change in the Porsolt's forced swim test. Reduced
immobility in this test was accompanied by a greater c-Fos response in
piriform cortex. Because 5-HT2A receptors have been
localized on
-aminobutyric acid interneurons, the inhibitory activity of these neurons may be impaired at low receptor levels, leading to a greater c-Fos response in the piriform cortex and increased mobility in the Porsolt's forced swim test. These
experiments demonstrate that down-regulation of the 5-HT2A
receptor alone is sufficient to achieve an antidepressant-like effect
in mice and suggest that receptor down-regulation may be an essential part of the antidepressant drug action.
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Introduction |
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A variety of different compounds have been found to have antidepressant activity. Although the pharmacological actions of these antidepressants are prompt, the clinical effects require weeks or even months to become manifest (see review in Ref. 1). This delayed response suggests that the development of antidepressant effect requires a plastic change in brain initiated by the drug treatment. A representative change, induced by long term antidepressant treatment, is the modulation of the 5-HT2A receptor. Virtually all antidepressants down-regulate the level of 5-HT2A receptor, and this down-regulation is temporally correlated with the onset of clinical efficacy (2-5). Antidepressants that down-regulate the 5-HT2A receptor include tricyclics, SSRIs, monoamine oxidase inhibitors, and atypical antidepressants such as mianserin (3). Tricyclic antidepressants block both norepinephrine and 5-HT uptake; SSRIs inhibit 5-HT transport; and monoamine oxidase inhibitors prevent the inactivation of monoamines. These drugs can be considered indirect agonists because they increase the availability of monoamines, especially 5-HT, in synaptic cleft. Increased levels of 5-HT in turn may initiate receptor down-regulation (6, 7). It is paradoxical that mianserin, a 5-HT2A/2C receptor antagonist with an antidepressant effect also elicits receptor down-regulation (2) because chronic treatment with antagonists generally induces disuse supersensitivity, a state characterized by an increase in receptor density (8). Nevertheless, the extent of down-regulation with mianserin is comparable to that achieved by tricyclics and SSRIs (2, 9).
Because treatment with different antidepressants modulates the level of 5-HT2A receptor, it is intriguing to hypothesize that receptor down-regulation is involved in or even required for the development of antidepressant effect. If receptor down-regulation is indeed an essential part of the antidepressant drug action, drugs with selectivity to the 5-HT2A receptor could be used to relieve certain symptoms of depression. On the other hand, if receptor down-regulation is not directly linked to the therapeutic effect, drugs that avoid receptor effect may be more selective in the treatment of depression. To determine whether receptor down-regulation is an essential part of antidepressant drug action, the 5-HT2A receptor was down-regulated directly and specifically by intracerebroventricular injection of a receptor-specific AS oligonucleotide. In contrast to the pharmacological approach, which blocks receptor function by antagonists, the AS approach provides down-regulation of the 5-HT2A receptor number that is more analogous to the effect of chronic antidepressant treatment. Moreover, selectivity of AS oligonucleotides is greater than that of most receptor antagonists. AS oligonucleotides can specifically recognize receptor mRNA, facilitate its degradation, or interfere with its translation, resulting in a reduced receptor level (10). Here, we report that AS-induced down-regulation of the 5-HT2A receptor results in an antidepressant-like effect in mice. This result suggests that down-regulation of 5-HT2A receptor alone may have some therapeutic benefit in the treatment of mood disorders.
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Materials and Methods |
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Oligonucleotide treatment.
Balb/C mice (6-8 weeks old) were
injected alternatively into the left and right lateral ventricles every
12 hr for 4 days with 10 µg of either AS (5
-AGACACTTCTGTTATAGA-3
)
or MS (5
-AGTCACTGCTGTTATGGA-3
) oligonucleotide in 5 µl of aCSF. The
oligonucleotides corresponded to the 5
-translated region of the
5-HT2A receptor. The MS oligonucleotide differed
in three positions from the AS oligonucleotide. A control group of mice
was injected with 5 µl of aCSF. All behavioral tests were performed
on the fifth day.
Autoradiography.
5-HT2A receptor
binding was carried out on brain sections using
125I-labeled LSD (50 pM), according
to a published procedure (11). 5-HT2A-nonspecific
binding (
30% of total) was determined in the presence of 200 nM spiperone. Spiperone blocks both the
5-HT2A and dopamine D2
receptors. The D2 receptor component of the total binding was 19% in cortical layers and 26% in striatum, as determined by competitive displacement on parallel sections with increasing concentrations of haloperidol (IC50 = 0.4 nM). The 5-HT2A receptor-specific component of binding was calculated from the total binding by subtracting nonspecific and D2 receptor-specific
binding. Sections were exposed overnight to Hyperfilm (Amersham,
Arlington Heights, IL), and computed densitometry was performed with
the NIH Image program. Quantification was based on a series of
125I-autoradiographic internal standards
(Amersham).
c-Fos immunohistochemistry. The assay was performed as described previously (12). Two hours after FST, animals were anesthetized with pentobarbital sodium (150 mg/kg) and perfused intracardially with 4% paraformaldehyde. Free floating sections (40 µm) were incubated with a c-Fos antiserum (Fos and related antigens, 1:8000 dilution; Cambridge Research Biochemicals, Northwich, UK). The antigen was visualized with the ABC Vector Elite Kit. c-Fos immunoreactive nuclei were counted on parallel slides with a bright-field microscope at 10× magnification. c-Fos-positive nuclei were counted for the whole frontal piriform cortex, without correction, in three successive sections per mouse brain. The numbers of animals involved in this test were four for aCSF, five for MS, and five for AS.
Quantitative RT-PCR.
RT-PCR was performed essentially as
described previously (13). Briefly, total RNA was prepared from frontal
cortex by using TRIZOL Reagent (GIBCO BRL, Gaithersburg, MD). Then, 9 µg of total RNA was incubated with 1 unit of RNase-free DNase I
(GIBCO BRL) in the presence of 20 units of RNasin ribonuclease
inhibitor (Promega, Madison, WI) to remove any remaining genomic DNA.
The DNA-free RNA was reverse-transcribed with Moloney murine leukemia
virus reverse transcriptase (GIBCO BRL) using a primer corresponding to
bases
381 to
399 in the 5
-untranslated region of the
5-HT2A receptor (5
-AAACAGCATGAGATCCAA-3
).
Reverse-transcribed cDNA, corresponding to 62, 31, and 15.5 ng of total
RNA, was used for PCR amplification. Primers complementary to bases
381 to
399 (see sequence above) and
781 to
761
(5
-CTCAAAGAGAGGGGATTCCACA-3
) yielded a 400-bp product. During PCR,
[32P]dATP was incorporated into the product to
allow for quantification in a PhosphorImager (Molecular Dynamics,
Sunnyvale, CA).
Behavioral studies. Headshakes were registered during a 10-min period at 30 min after a 2.5 mg/kg intraperitoneal dose of DOI. In FST, mice were forced to swim in a 8-in wide water-filled cylinder, essentially as described by Porsolt et al. (14). In this test, immobility of the mice is measured in blocks of 2 min for a total of 6 min. All animals were naive and submitted only once to each test. The open field apparatus consisted of a 15- × 21-inch black box divided into six (2- × 3-inch) even-sized rectangles. The number of crosses in open field was recorded for 10 min. The elevated plus maze was performed according to standard procedures (15) using a cross-maze with 12- × 2-inch arms. The number of entries into and time spent in the open arms as well as the total number of entries were recorded in a 10-min test. Care of all mice in this work was in accordance with institutional guidelines.
Seizure susceptibility measured by PTZ test. Mice were injected with 85 mg/kg PTZ intraperitoneally, and seizure events were videotaped during an observation period of 20 min. Mice were scored for the sequence of four seizure behaviors produced by the drug (i.e., myoclonic jerks, clonic convulsions, tonic phase, and death). A human-guided computer-assisted scoring system was used to evaluate seizures (16). The timing of the seizure behaviors, as well as their duration after the PTZ injection, was recorded. Myoclonus was defined as a single movement of the mouse that involved a downward motion of the head, combined with a single jerk of the body, and a brief upward extension of the tail. Clonus usually was the second seizure behavior to occur chronologically after PTZ injection; it was defined as rapidly repetitive jerks of the mouse that involved the entire body such that the mouse would fall to the side. The tonic stage of the seizure, when reached, was defined as a slow hindlimb extension. In these mice, the tonic stage was invariably followed by death.
Statistical analysis.
Performance in behavioral studies,
absorbance of autoradiographs, and c-Fos positive nuclei were compared
between groups using a one-way analysis of variance followed by
Scheffé's post hoc test. Statistical difference was
determined at a level of p < 0.05. For autoradiography
and c-Fos quantification, multiple successive sections were quantified
in each sector sampled, and the average for this sector was calculated
in each mouse. The results of the PTZ test were calculated by
nonparametric analysis of variance followed by the
2 test.
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Results |
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AS oligonucleotide treatment selectively down-regulates 5-HT2A receptor levels and attenuates receptor function. In the brain, 5-HT2A receptors are found mostly in the cortical layers and striatum. Because the most dramatic antidepressant-induced receptor down-regulation occurs in the cortex (3), we tested whether oligonucleotides injected into the lateral ventricles reached the cortical layers. A biotin-labeled oligonucleotide was repeatedly injected (intracerebroventricular injections every 12 hr for 2 days), and its localization was visualized by peroxidase enzymatic staining (Fig. 1A). A predominantly cortical distribution was observed, presumably due to the transport of the oligonucleotide to the subarachnoidal space that overlies the entire cortex and provides a large surface for uptake. Subcortical regions such as striatum or thalamus accumulated fewer oligonucleotides. Intermediate levels were found along the midline, in the septum ,and in the hypothalamus. The highest levels of oligonucleotides were found in the choroid plexus, presumably because it was in a direct contact with the oligonucleotides injected into the lateral ventricles. Mice injected with unlabeled oligonucleotide (Fig. 1A), aCSF, or biotin alone (data not shown) did not show any detectable staining.
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-translated region of the
5-HT2A receptor (10 µg in 5 µl of aCSF every
12 hr for 4 days), resulted in 47%, 46%, and 48% decreases in
specific binding in frontal, parietal, and piriform cortices, as
measured by autoradiography with 125I-labeled LSD
(Figs. 1B and 2A). Because the central
nervous system has a low nuclease activity, unmodified phosphodiester
oligonucleotides were used, avoiding the toxicity inherent to the more
stable phosphorothioate oligonucleotides. Injection of neither MS
oligonucleotides (three mismatched bases in the AS sequence) nor aCSF
altered receptor binding. In the striatum, the down-regulation by the
AS oligonucleotide was only 30%, which is in agreement with the lower
level of oligonucleotide accumulation in this region (Figs. 1A and 2A).
Other regions, such as thalamus, hypothalamus, and hippocampus, showed
a low level of specific binding, and the effect of AS oligonucleotide in these regions could not be reproducibly measured.
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Receptor down-regulation increases mobility in FST. FST is an animal model of depression that is used routinely for preclinical testing of antidepressants (14). FST is sensitive to tricyclic antidepressants, monoamine oxidase inhibitors, and atypical antidepressants. FST is also sensitive to SSRIs in both mice and rats (22); however, some SSRIs are less active and sometimes even inactive in rats (23). The test is based on the observation that when forced to swim in a restricted space from which there is no escape, mice will gradually cease attempts to escape and become immobile. It was suggested that immobility reflects a state of despair that can be reduced by a variety of drugs and treatments that are therapeutically effective in depression (22). As Fig. 3A shows, immobility of AS oligonucleotide-injected animals was reduced significantly compared with control animals (aCSF and MS oligonucleotide-injected animals). The test was validated by using the atypical antidepressant mianserin at the highest nonsedative dose of 3 mg/kg. As expected, mianserin had an anti-immobility effect in FST comparable to that induced by AS oligonucleotide injection (Fig. 3B). However, mianserin can block both the 5-HT2A and 5-HT2C receptors. On the other hand, the selective 5-HT2A receptor antagonist MDL 100,907 (24) was also effective in FST, demonstrating that blockade of the 5-HT2A receptor can lead to an anti-immobility effect (Fig. 3B).
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Increased c-Fos response of AS oligonucleotide-injected animals in the piriform cortex. FST induces the expression of the immediate-early gene c-fos, indicating an extensive neuronal activation during swimming (25). Using immunohistochemistry directed toward the c-Fos protein and related antigens, we observed no difference between AS and MS oligonucleotide-injected animals in subcortical nuclei (lateral septal nucleus, bed nucleus of the stria terminalis, and hypothalamic and thalamic paraventricular nuclei; data not shown). However, a greater increase in immunoreactivity was found in the piriform cortex of AS oligonucleotide-injected animals compared with control animals [150 ± 11.7% of control (mean ± standard error), p < 0.005] (Fig. 4). The FST-induced c-Fos response was not significantly increased in other cortical regions of AS oligonucleotide-injected animals compared with control (MS- and aCSF-injected) mice (data not shown).
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Discussion |
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The down-regulation of the 5-HT2A receptor by virtually all antidepressants raised the possibility of receptor involvement in drug action. However, antidepressants down-regulate the 5-HT2A receptor by different mechanisms, and it has been difficult to determine whether the receptor down-regulating and therapeutic effect of antidepressants are linked. For example, fluoxetine, a 5-HT transporter blocker and effective antidepressant probably has no direct action on the receptor itself; rather, it is the elevated level of 5-HT that may down-regulate the receptor. In contrast, mianserin, a 5-HT2A/2C receptor antagonist and atypical antidepressant presumably acts on the receptor itself (29).
To study whether down-regulation of the receptor leads to an
antidepressant-like effect, the level of 5-HT2A
receptor was reduced by injecting AS oligonucleotides into the brain of
mice. The antisense approach provided down-regulation of the
5-HT2A receptor that was analogous to the
reduction in receptor number induced by chronic antidepressant
treatment. Even the extent of the down-regulation of the receptor in
the frontal cortex by AS oligonucleotide injection (
47%, Figs. 1
and 2) was similar to that achieved by antidepressant treatment (up to
50%) (3, 30). The effect of AS oligonucleotide injection was selective
for the 5-HT2A receptor because no attenuation of
the 5-HT2C receptor was detectable (Fig. 2A).
Receptor down-regulation was accompanied by a functional attenuation
because DOI-induced headshakes were significantly decreased in AS
oligonucleotide-injected animals (Fig. 2C).
As Fig. 3A demonstrates, down-regulating the level and attenuating the function of the 5-HT2A receptor by intracerebroventricular injection of a receptor-specific AS oligonucleotide resulted in a significant change in the behavioral response of mice. Receptor down-regulation inhibited immobility in FST, which is an indication of an antidepressant effect. The extent of anti-immobility effect in receptor-deficient animals was comparable to that induced by the atypical antidepressant mianserin (Fig. 3B). Clinically active antidepressants have an anti-immobility effect in FST without altering locomotor activity in open field. Likewise, no locomotor activation was seen in AS oligonucleotide-injected animals (Fig. 3C). Taken together, experiments involving AS oligonucleotide injections demonstrate that down-regulation of the receptor alone is sufficient to achieve an antidepressant-like effect in mice.
How does down-regulation of 5-HT2A receptor
inhibit immobility in FST? Although it is attractive to interpret
immobility as a sign of despair and compare it with depression, there
is no evidence to support this notion. Rather, behavior of mice in FST is more similar to a typical response to stress. Initially, stress activates a number of effector systems within the central nervous system that promote arousal and vigilance. However, when stress becomes
chronic, the acute behavioral stress responses are gradually diminished, presumably because excessive stress reactions would be
counterproductive (exhaustion to swim). The stress nature of FST is
supported by the activation of the hypothalamic-pituitary-adrenal axis
and the induction of the early-immediate gene c-fos after swimming (25, 31). Both AS and MS oligonucleotide-injected animals
showed an
4-fold increase in plasma corticosterone levels 10 min
after the initiation of FST (data not shown). Also, the temporal and
spatial patterns of c-fos activation were very similar to
that induced by stressful stimuli such as restrain (Ref. 25; see also
Fig. 4). Therefore, the gradually developing immobility in FST can
represent a containment process (32) rather than a despair. Whether the
behavior in FST is a stress response or more of a despair-like
reaction, the data presented here unequivocally demonstrate that it can
be significantly altered by the 5-HT2A receptor.
The anti-immobility effect of receptor down-regulation may be explained by the specific localization of the receptors in the central nervous system. 5-HT is present at the terminal area of fine 5-HT immunoreactive axons in the cortex that arise from the dorsal raphe nucleus (33). In these areas, 5-HT2A receptors are frequently found on interneurons. Based on morphology and electrophysiological properties, 5-HT2A receptor-bearing interneurons are likely GABAergic cells (34-36). 5-HT2A receptor-bearing interneurons form a dense band on layer III in the piriform cortex (34) and could provide an inhibitory cortical input. Low 5-HT2A receptor levels in AS oligonucleotide-injected animals may lead to increased pyramidal activity due to less activation of the inhibitory GABAergic interneurons during FST. In turn, the increased neuronal activity could result in an anti-immobility effect by augmenting neuronal pathways that mediate the behavioral stress responses such as the escape-directed behavior.
Although GABAergic interneurons expressing 5-HT2A receptors are also localized in the frontal/parietal cortex, the overall number of these cells represents a relatively small portion of the total cell number in these regions (35). Moreover, the 5-HT2A receptor is also expressed in pyramidal cells in the frontal/parietal cortex, which could counteract the effect on GABAergic function by activating pyramidal cells directly. Therefore, AS down-regulation of the receptor in neocortex could have less impact on the overall neuronal activity, and this situation would render it undetectable by c-Fos immunostaining. The localized nature of increased neuronal activity is also supported by the lack of overall brain hyperexcitability shown in the PTZ test (Table 1). Although not revealed by our immunostaining experiments, a 5-HT2A receptor-mediated tonic inhibition may exist in the medial prefrontal cortex. Schmidt et al. (24) showed that blocking 5-HT2A receptors by the selective antagonist MDL 100,907 results in an increase in dopamine efflux in rats. These results raise the possibility that the behavioral effects of the AS oligonucleotide injection may also be due to an increased dopamine release during forced swim. Taken together, the data presented here support the hypothesis that down-regulation of 5-HT2A receptors disinhibits piriform cortex and perhaps other receptor-rich cortical areas in mice that could lead to a state of increased psychomotor activity, visible as anti-immobility effect in FST.
The antidepressant-like effect induced by AS oligonucleotide injection in mice is consistent with the beneficial effect of pharmacological blockade of the 5-HT2A receptor in dysthymic disorders. Studies with ritanserin, a 5-HT2A/2C receptor antagonist, showed that a group of patients with anxiety syndrome felt less tired and more energetic after treatment (37). This observation prompted further studies that showed a benefit of ritanserin in patients with dysthymic disorder characterized by anergy, lack of motivation, and depressive mood (37). It is tempting to speculate that block of 5-HT2A receptors would increase psychomotor activity that could counterbalance the psychomotor retardation present in these patients. However, antidepressant action is certainly more complex than producing a state of psychomotor activation. Nevertheless, psychomotor activation could be an important part of antidepressant drug action. Indeed, sympathomimetic stimulants, such as amphetamine and amphetamine surrogates, are occasionally used as antidepressants.
Another disease characterized by psychomotor retardation is schizophrenia, which may also respond to the manipulation of the 5-HT2A receptor (38). Indeed, the 5-HT2A/2C receptor antagonist ritanserin and the 5-HT2A/D2 receptor antagonist clozapine showed a benefit in schizophrenia, in particular by ameliorating negative symptoms (39, 40).
Taken together, we propose that down-regulation of the 5-HT2A receptor contributes to the beneficial effect of antidepressants by producing a state of increased psychomotor activity. Drugs with selectivity to the 5-HT2A receptor could be used to relieve certain symptoms of depression. Recently, MDL 100,907, a selective 5-HT2A receptor antagonist, has been developed (40). MDL 100,907, is currently in clinical trial for schizophrenia, but it would be interesting to test this compound in depression, too.
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Acknowledgments |
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MDL 100,907 was a gift from Hoechst Marion Roussel Research Institute, Hoechst Marion Roussel, Inc. (Cincinnati, OH).
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Footnotes |
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Received May 27, 1997; Accepted September 6, 1997
This work was supported by a grant from the National Alliance for Research on Schizophrenia and Depression.
Send reprint requests to: Dr. Miklos Toth, Department of Pharmacology, LC 519, Cornell University Medical College, 1300 York Avenue, New York, NY 10021. E-mail: mtoth{at}mail.med.cornell.edu
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Abbreviations |
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5-HT, 5-hydroxytryptamine;
GABA,
-aminobutyric acid;
SSRI, selective serotonin reuptake inhibitor;
AS, antisense;
MS, mismatched;
aCSF, artificial cerebrospinal fluid;
LSD, lysergic acid diethylamide;
FST, Porsolt's forced swim test;
DOI, 1-(2,5-dimethoxy-4-iodophenyl)-2-aminopropane;
PTZ, pentylenetetrazol;
PCR, polymerase chain reaction.
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