Vol. 60, Issue 4, 732-741, October 2001
Effects on
-Aminobutyric Acid (GABA)A Receptors of
a Neuroactive Steroid That Negatively Modulates Glutamate
Neurotransmission and Augments GABA Neurotransmission
Steven
Mennerick,
Chun-Min
Zeng,
Ann
Benz,
Weixing
Shen,
Yukitoshi
Izumi,
Alex
S.
Evers,
Douglas F.
Covey, and
Charles
F.
Zorumski
Departments of Psychiatry (S.M., A.B., W.S., Y.I., C.F.Z.), Anatomy
and Neurobiology (S.M., C.F.Z.), Molecular Biology and
Pharmacology (C.-M.Z., A.S.E., D.F.C.), and Anesthesiology (A.S.E.),
Washington University School of Medicine, St. Louis, Missouri
 |
Abstract |
Neurosteroids positively and negatively modulate
-aminobutyric acid
(GABA)A receptors and glutamate receptors, which underlie most fast inhibition and excitation in the central nervous system. We
report the identification of a neuroactive steroid,
(3
,5
)-20-oxo-pregnane-3-carboxylic acid (3
5
PC), with unique
cellular actions. 3
5
PC positively modulates GABAA
receptor function and negatively modulates
N-methyl-D-aspartate (NMDA) receptor
function, a combination that may be of particular clinical benefit.
3
5
PC promotes net GABAA potentiation at low steroid
concentrations (<10 µM) and at negative membrane potentials. At
higher concentrations, the steroid also blocks GABA receptors. Because
this block would presumably counteract the NMDA receptor blocking
actions of 3
5
PC, we characterize the GABA receptor block in some
detail. Agonist concentration, depolarization, and high extracellular
pH increase the block. The apparent pK for both
potentiation and block was 6.4 to 6.9, substantially higher than
expected from carboxylated steroid in an aqueous environment. Block is
not dependent on the stereochemistry of the carboxylic acid at carbon 3 and is relatively insensitive to placement of the carboxylic acid at
the opposite end of the steroid (carbon 24). Potentiation is critically
dependent on the stereochemistry of the carboxylic acid group at carbon
3. Consistent with the pH dependence of potentiation, effects of the
amide derivative (3
,5
)-20-oxo-pregnane-3-carboxamide,
suggest that the un-ionized form of 3
5
PC is important for
potentiation, whereas the ionized form is probably responsible for
block. Further refinement of the neuroactive steroid to promote GABA
potentiation and NMDA receptor block and diminish GABA receptor block
may lead to a clinically useful neuroactive steroid.
 |
Introduction |
Neurosteroids
have received recent wide attention because of their endogenous
presence in the central nervous system at concentrations that may
modulate GABAergic and/or glutamatergic synaptic communication (Baulieu, 1998
; Concas et al., 1998
). Synthetic analogs of endogenous neurosteroids may be clinically useful neuroprotectants, anesthetics, and anticonvulsants (Gasior et al., 1999
; Zorumski et al., 2000
). Generally, augmentation of GABAergic transmission and block of NMDA receptor-mediated transmission are associated with anesthetic, anticonvulsant, and antiexcitotoxic properties (Macdonald and Greenfield, 1997
). Unfortunately, whereas many neuroactive steroids have activity at both of these receptor types, no known endogenous or
synthetic steroid dampens NMDA receptor signaling without also inhibiting GABAergic signaling. These are opposing cellular effects with regard to the clinically desirable properties mentioned above.
Pregnane steroid derivatives with a sulfate or other negatively charged
substituent at the carbon 3 (C3) position in the
-configuration are
negative modulators of NMDA receptors through noncompetitive, voltage-independent block (Park-Chung et al., 1994
). The
-configuration of the ring fusion at C5 is also important for
blocking action, as
sulfate substitution at C3 retains NMDA
receptor blocking activity if the steroid is 5
-reduced (Park-Chung
et al., 1994
; Weaver et al., 2000
). Hemisuccinate and other hemiester
-substituents at C3 retain NMDA receptor blocking activity (Weaver
et al., 1997
, 2000
). Unfortunately, the neuroprotective profile of each
of these NMDA receptor antagonists is compromised by the fact that each of these derivatives also blocks GABAA receptor
activity (Park-Chung et al., 1999
). Additionally, whereas
(3
,5
)-3-hydroxypregnan-20-one hemisuccinate, the hemisuccinate
analog of naturally occurring pregnanolone sulfate, has been shown to
be neuroprotective (Weaver et al., 1997
), this analog is subject to
hydrolysis of the hemisuccinate group.
We report here the cellular characterization of a novel neurosteroid
analog, (3
,5
)-20-oxo-pregnane-3-carboxylic acid (3
5
PC), with both NMDA antagonist and GABA-potentiating actions. We synthesized this steroid as a nonhydrolyzable analog of
(3
,5
)-3-hydroxypregnan-20-one hemisuccinate (Weaver et al.,
1997
). Like the hemisuccinate, at physiological pH the carboxylic acid
group of 3
5
PC should be largely deprotonated, making 3
5
PC a
likely NMDA receptor blocker. However, like GABA-potentiating steroids,
which contain a 3
-hydroxyl group as a hydrogen bond donor
(Phillipps, 1975
), the ---COOH of un-ionized 3
5
PC is a similarly
located hydrogen bond donating group, and therefore un-ionized
3
5
PC might be expected to potentiate GABA receptors.
3
5
PC exhibits complex actions on
GABAA receptors, with potentiation,
voltage-dependent block, and direct gating of
GABAA receptors. At low concentrations of drug
and at physiological pH, net potentiation of
GABAA receptor function and IPSCs are observed.
At higher concentrations, the postsynaptic GABAA
potentiation is decreased by steroid-induced block of receptor
function. Block shows little stereoselectivity and is relatively
insensitive to placement of the carboxylate at either end of the
steroid ring structure. The pH dependence of both block and
potentiation by carboxylated steroids suggests a higher apparent
pK than expected of these organic acids in water. This
probably reflects the influence of membrane/protein constituents on the
pK of the carboxylate group.
 |
Materials and Methods |
Hippocampal Cultures.
Primary hippocampal microcultures were
prepared from 1- to 3-day-old postnatal albino rats using established
methods (Mennerick et al., 1995
). Under halothane anesthesia, rats were
decapitated, and the hippocampi were dissected and cut into
500-µm-thick transverse slices. The slices were dissociated with 1 mg/ml papain in oxygenated Leibovitz L-15 medium and mechanically
triturated in modified Eagle's medium containing 5% horse serum, 5%
fetal calf serum, 17 mM D-glucose, 400 µM glutamine, 50 U/ml penicillin, and 50 µg/ml streptomycin. Isolated cells were
plated (75 cells/mm2) onto plastic culture dishes
coated first with 0.15% agarose then with atomized droplets of rat
tail collagen. To halt glial proliferation, cultures were treated with
10 µM cytosine arabinoside after 3 days in vitro. Experiments were
performed in cultures that were 4 to 14 days old.
Xenopus laevis Oocytes.
Stage V-VI
oocytes were harvested from sexually mature female X. laevis (Xenopus One, Northland, MI) under 0.1% tricaine
(3-aminobenzoic acid ethyl ester) anesthesia. Oocytes were
defolliculated by shaking for 20 min at 37°C in collagenase (2 mg/ml)
dissolved in calcium-free solution containing: 96 mM NaCl, 2 mM KCl, 1 mM MgCl2 and 5 mM HEPES at pH 7.4. Capped mRNA,
transcribed in vitro (mMessage mMachine; Ambion, Austin, TX) from
linearized plasmids containing receptor-coding regions, were injected
into oocytes 24 h after defolliculation. Oocytes were incubated
for up to 2 weeks at 18°C in ND96 medium containing 96 mM NaCl, 1 mM
KCl, 1 mM MgCl2, 2 mM
CaCl2, and 10 mM HEPES at pH 7.4 supplemented
with 5 mM pyruvate and the above-mentioned antibiotics. The cDNAs for
the GABAA receptor subunits were provided by A. Tobin [University of California, Los Angeles (
1)], P. Malherbe [Hoffman-La Roche, Switzerland (
2)], and C. Fraser [National Institute on Alcohol Abuse and Alcoholism, Bethesda, MD
(
2L)].
Electrophysiology.
For synaptic studies, the growth medium
was exchanged for a solution containing 138 mM NaCl, 4 mM KCl, 10 mM
HEPES, 10 mM D-glucose, 2 mM CaCl2,
and 1 mM MgCl2, pH 7.25. Whole-cell voltage-clamp recordings of autaptic currents were performed from neurons on single-neuron islands using recording pipettes with open tip
resistances of 2 to 5 M
. The pipette solution contained 140 mM KCl,
4 mM NaCl, 5 mM EGTA, 0.5 mM CaCl2, 10 mM HEPES,
pH 7.25. Neurons were recorded using an Axopatch 1-D patch-clamp
amplifier (Axon Instruments, Foster City, CA), and series resistance
(<10 M
) was compensated 90 to 100% during experiments. Synaptic
transmission was activated by stimulating neurons with 1.5-ms voltage
steps from
70 to +30 mV at intervals of 20 to 30 s. During
experiments, microislands were continuously superfused locally using a
gravity-driven multibarrel pipette with a common exit port. The tip of
this local perfusion system was placed ~400 µm from the microisland
being recorded, and solution flowed at a rate of 0.1 to 0.5 ml/min. All
recordings were done at room temperature (~22°C) on the stage of a
Nikon inverted microscope equipped with phase-contrast optics. Studies examining exogenous applications of agonists were performed using whole-cell recordings as described above, except the pipette
solution contained 140 mM CsCl in place of KCl. Experiments examining
low-Mg2+-induced action potentials (Fig.
1F) were performed in the current-clamp mode of the patch amplifier on islands containing small networks of
neurons.

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Fig. 1.
Synaptic effects of 3 5 PC. A, structure of
3 5 PC showing the pregnane core and stereochemistry of the C3 and
C5 substituents. B and C, 3 5 PC selectively depressed the slow
NMDA receptor component of EPSCs. B, autaptic EPSCs were elicited from
solitary glutamatergic neurons in microcultures with a 2-ms voltage
pulse to 0 mV (from a holding potential of 70 mV). The extracellular
bath solution contained no added Mg2+ and 10 µM glycine
to unmask NMDA receptors. The traces represent average responses
obtained in the absence (thin trace) and presence (thick trace) of 50 µM 3 5 PC. Note that the peak EPSC was not affected by the drug,
but the slow NMDA component was selectively diminished. Transient
currents associated with stimulation have been blanked in this and
subsequent figures for clarity. C, summary of the effects of 50 µM
3 5 PC on peak EPSC and the NMDA component (measured 30 ms after
stimulation) in nine neurons. D and E, concentration-response effects
of 3 5 PC on hippocampal IPSCs. D, top to bottom, represent the
effect of 3 5 PC on an IPSC from a solitary GABAergic cell (all
from the same cell). In all cases, the thick trace represents the IPSC
in the presence of drug, whereas the thin trace represents the IPSC in
the absence of drug. As noted in the text, the effect on peak amplitude
seen with 50 µM 3 5 PC was variable from cell to cell. E, summary
data representing the concentration dependence of 3 5 PC on IPSC 10 to 90% decay time. Asterisks denote significantly different than zero
(p < 0.05, two-tailed t test). The
values for the 10 to 90% decay times from which the normalized data in
Fig. 1E were derived were baseline, 114 ± 13 ms; 1 µM
3 5 PC, 105 ± 10 ms; 5 µM 3 5 PC, 143 ± 10 ms; 10 µM 3 5 PC, 132 ± 7 ms; and 50 µM 3 5 PC, 101 ± 16 ms. F, in a current-clamp recording from a small network of neurons
grown in a microculture, action potential activity was increased by
removing extracellular Mg2+ and adding glycine to
potentiate NMDA receptor activity (low Mg2+). 3 5 PC (5 µM) reversibly eliminated the firing. The apparent increase in firing
upon removal of drug in this cell was not consistently observed in
other neurons.
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|
For oocyte recordings, experiments were performed with a virtual
ground, two-electrode voltage clamp using a Dagan CA-1B amplifier 1 to
10 days after RNA injection. The extracellular recording solution was
ND96 medium (with no supplements). Intracellular recording pipettes
were filled with 3 M KCl and had open tip resistances of ~1M
.
Drugs were applied from a common tip via a gravity-driven multibarrel
drug-delivery system. Acetic acid and NaOH were used to adjust the pH
of extracellular solutions.
For synaptic studies, averages of two to eight traces per experimental
condition were used for analysis and display. Currents were filtered at
1 to 5 kHz using a four-pole Bessel filter and were digitized using
pClamp, version 6.0 (Axon Instruments). Data were analyzed off-line
using the pClamp software. Unless otherwise noted, results represent
mean ± S.E.M. Statistical differences were determined using
two-tailed t tests.
Drugs.
Unless otherwise stated, drugs were from Sigma (St.
Louis, MO). Pregnenolone sulfate and (3
,5
)-pregnan-20-one sulfate
(3
5
PS) were obtained from Steraloids (Newport, RI) and from
Sigma. The 3
5
PS was prepared as described elsewhere (Park-Chung
et al., 1997
) and was the generous gift of Dr. Robert H. Purdy (Scripps Research Institute, La Jolla, CA). A preliminary account of the synthesis of 3
5
PC and 3
5
PC has been published (Zeng et al., 1999
). Full synthetic details will be published elsewhere. The methyl
ester of 3
5
PC was prepared by reacting the acid with diazomethane
dissolved in ether. The (3
,5
)-20-oxo-pregnane-3-carboxamide (3
5
PA) was prepared from 3
5
PC by converting this
carboxylic acid to the acid chloride and then reacting this
intermediate with ammonia dissolved in methylene chloride.
 |
Results |
Alteration of Synaptic Activity by 3
5
PC.
Figure 1A shows
the structure of 3
5
PC. 3
5
PC selectively depressed the slow
NMDA receptor component of EPSCs in hippocampal neurons, consistent
with the effect of other neuroactive steroids with a charged moiety in
the
-configuration at C3 (Park-Chung et al., 1997
). 3
5
PC (20 µM) produced only 8 ± 5% depression of the NMDA component
(N = 3; data not shown), whereas 50 µM 3
5
PC produced 20 ± 4% depression (N = 9; Fig. 1, B
and C). Effects on the fast
-amino-3-hydroxy-5-methyl-4-isoxazole
propionic acid (AMPA) receptor component of EPSCs were negligible with
8 ± 5% potentiation produced at 50 µM (Fig. 1, B and C).
To explore the effects of 3
5
PC on GABA transmission, we examined
the effect of 3
5
PC on GABAergic IPSCs in solitary hippocampal neurons. Figure 1D shows the effect of 3
5
PC on GABAergic IPSCs over a range of concentrations. Clear potentiating effects were observed at moderately low concentrations, making 3
5
PC the first described neuroactive steroid to both block NMDA receptor-mediated neurotransmission and potentiate GABAergic neurotransmission. In 10 of
14 neurons examined with 50 µM 3
5
PC, the peak amplitude of the
IPSC was reversibly increased by >25% (106 ± 52% increase; N = 14). However, because of variability in the
magnitude of this effect, changes in the peak amplitude reached only
trend-level significance (p = 0.07; N = 14). The more prominent effect of the steroid was the prolongation of
IPSC decay time course (Fig. 1D), similar to actions of other
neuroactive steroids and other GABAA
potentiators. However, the effects of 3
5
PC on IPSC decays decreased at higher concentrations, yielding a bell-shaped
concentration-response relationship (Fig. 1E). At concentrations >10
µM, the prolongation of IPSCs by 3
5
PC became less apparent,
such that effects of 50 µM 3
5
PC were not significantly
different than in the absence of drug (Fig. 1E).
In all neurons tested, regardless of whether they exhibited a
glutamatergic or GABAergic autaptic postsynaptic current, higher concentrations of steroid gated a steady inward current probably resulting from direct gating of GABAA receptors
by 3
5
PC, a common effect of GABA-potentiating neuroactive
steroids (Majewska, 1992
). In five GABAergic cells, the respective
concentrations of 5, 10, and 50 µM 3
5
PC gated currents of
15 ± 8, 33 ± 14, and 56 ± 26 pA. Although we did not
study the directly gated current in detail, it is possible that this
tonic activation of GABAA receptors could be
physiologically and clinically significant (Bai et al., 2001
).
To verify that the net cellular effect of 3
5
PC is indeed
inhibitory, we examined the effect of 3
5
PC on action potential firing activity in small groups of hippocampal neurons grown in microcultures. Firing within networks was induced by lowering extracellular Mg2+ to 0.1 mM and adding
saturating concentrations of extracellular glycine to augment NMDA
receptor function. Similar conditions have been previously shown to
enhance action potential activity in primary cultures (Segal and
Furshpan, 1990
). Concentrations between 5 and 50 µM 3
5
PC
stopped low Mg2+-induced spiking in all cells
tested (N = 7). The effect of 5 µM 3
5
PC on one
cell is depicted in Fig. 1F.
3
5
PC Potentiates and Blocks GABAA Receptors.
In subsequent experiments we sought to explain the complicated actions
of 3
5
PC on IPSC decays using a combination of biophysical and
pharmacological approaches. Prolongation of the decay phase of IPSCs is
a common effect of GABA potentiators, including neuroactive steroids,
benzodiazepines, and barbiturates, and probably underlies at least part
of the clinical utility of these drugs. The reversal of IPSC
prolongation at high steroid concentrations thus presumably undermines
a potentially important property of the drug, especially because these
high concentrations of steroid overlap with the concentrations that
affect NMDA receptor-mediated EPSCs. We therefore probed structural and
functional mechanisms of IPSC block by 3
5
PC in more detail.
We hypothesized that 3
5
PC possesses both potentiating and
blocking activity at postsynaptic GABAA
receptors, with potentiating effects dominating at low concentrations
of drug and block dominating at higher concentrations. This would
explain the apparent reversal of IPSC prolongations at higher
concentrations (Fig. 1, D and E). To verify that postsynaptic effects
explain the effects observed on both EPSCs and IPSCs, we used exogenous
applications of agonists at AMPA/kainic acid, NMDA, and GABA receptors
to isolate postsynaptic effects of 3
5
PC (Fig.
2). Consistent with synaptic data, at
70 mV there was no effect of 3
5
PC on responses to 100 µM
kainic acid, a nondesensitizing AMPA receptor agonist. Again,
consistent with synaptic data, block of NMDA responses (Fig. 2B) and
potentiation of GABA receptor responses (Fig. 2C) were prominent at
negative membrane potentials. Interestingly, upon washout of drug
during GABA applications, a small off-response was noted in all cells tested (Fig. 2C; N = 5). This could reflect the
hypothesized blocking action of 3
5
PC, which upon washout is
relieved faster than potentiation is relieved.

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Fig. 2.
Postsynaptic effects of 3 5 PC reveals block of
NMDA receptors and both potentiation and block of GABAA
receptors. A, responses to the nondesensitizing AMPA receptor agonist
kainic acid (KA, 100 µM) at two membrane potentials are represented.
There was no effect of 3 5 PC (50 µM) at either potential. B,
responses to 100 µM NMDA in another neuron. Extracellular
Mg2+ was omitted and 10 µM glycine was added to all
solutions. In addition, extracellular calcium concentration was lowered
to 0.2 mM to reduce Ca2+-dependent desensitization of NMDA
receptors (Clark et al., 1990 ; Legendre et al., 1993 ). 3 5 PC (50 µM) inhibited responses to NMDA with little voltage dependence. C,
responses to GABA (2 µM) in the absence and presence of 50 µM
3 5 PC. Note the potentiation of GABA responses at 70 mV but
block of responsiveness at + 40 mV. D, responses to 1 mM GABA at 70
mV in the absence (left) and presence (right) of 10 µM 3 5 PC.
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In an attempt to isolate the GABAA receptor
blocking effect, we reasoned that the ionized
(---COO
) form of 3
5
PC should be prominent
at physiological pH and that the associated negative charge may impart
a voltage dependence to any GABA receptor-blocking effects of the drug.
Consistent with a voltage-dependent block of
GABAA receptors by 3
5
PC, we observed that
at positive membrane potentials, instead of potentiation, net
inhibition of GABA responses was observed (Fig. 2C). No overshooting off-response was observed at the positive potential, possibly reflecting slower relief from block at the positive potential (Fig.
2C). There was no apparent voltage dependence to the blocking effect of
50 µM 3
5
PC at NMDA receptors (Fig. 2B; 42 ± 3%
depression at
70 mV, N = 6 and 45 ± 3%
depression at +40 mV, N = 4; p > 0.5).
If 3
5
PC-mediated block of GABA receptors explains the reversal of
IPSC prolongations at concentrations >5 µM then the 3
5
PC may
block GABA receptors at negative membrane potentials or with application of high concentrations of GABA, such as are thought to be
achieved briefly in the synaptic cleft during GABA neurotransmission. We found that when preapplied or coapplied with 1 mM GABA, 10 µM
3
5
PC produced no obvious potentiation at
70 mV
(N = 7). Rather, 3
5
PC depressed peak GABA
responses (by 24 ± 4%) and increased the rate of apparent
desensitization (Fig. 2D). The 10 to 90% decay time during GABA
applications was speeded by 58 ± 4% in the presence of steroid
(N = 7). Taken together, these results suggest that
block of 3
5
PC is fostered by high steroid concentrations, high
GABA concentrations, and probably positive membrane potentials.
Although several explanations for dependence of 3
5
PC block on
GABA concentration are possible, further evidence for apparent use
dependence and voltage dependence of block are presented below (Figs.
3 and 4)

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Fig. 3.
Potentiation is stereoselective about C3 but block is
not. A, structure of 3 5 PC with emphasis (arrow) on the
stereochemistry of the C3 substituent. B, leak subtracted GABA currents
from a hippocampal neuron. A voltage pulse from 70 to +50 mV (top
trace) was delivered in the absence and presence of 2 µM GABA. The
current in the absence of GABA was digitally subtracted to reveal the
GABA-gated current (bottom trace). Note the outward voltage-dependent
relaxation of the GABA current. C, same protocol was applied to the
same cell, except that 3 5 PC (50 µM) was also present in the
GABA solution. Note the steady-state potentiation of GABA current
apparent at 70 mV (before the voltage pulse) and the potentiation of
the instantaneous GABA current observed at +50 mV, which gives rise to
an inward relaxation and block of current relative to B at steady
state. D-F, I/V relationships obtained from pulses to various membrane
potentials. D, I/V relationship for GABA in the absence of modulator.
Instantaneous current was measured between 3 and 5 ms after the voltage
pulse. Steady-state current was measured at the end of the 200-ms
voltage pulse. Note the nearly linear instantaneous I/V and outward
rectification of the steady-state I/V. E, instantaneous I/V for GABA
alone is replotted from D with the instantaneous current I/V
relationship obtained in the presence of GABA plus 50 µM 3 5 PC.
F, steady-state current I/V relationship for GABA alone is replotted
from D along with the steady-state I/V relationship measured in the
presence of GABA and 50 µM 3 5 PC. G-L, same protocols as in
A-F were applied to a different cell using the diastereomer 50 µM
3 5 PC. Note that potentiation is absent from both the
instantaneous and steady-state currents at all potentials, but block is
similar to that observed with 3 5 PC.
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We were able to separate potentiation and block of
GABAA receptors by examining current relaxations
in response to voltage pulses in the presence of 2 µM GABA plus or
minus 10 to 50 µM 3
5
PC. Voltage-dependent conductances in
hippocampal neurons were inhibited with a combination of extracellular
tetrodotoxin (500 nM) and Cd2+ (50 µM) to block
sodium and calcium conductances, respectively, and intracellular
Cs+ to block potassium conductances. Residual
voltage-gated membrane conductances and leak currents were subtracted
from GABA-induced currents digitally offline. GABA current/voltage
(I/V) curves examined at membrane potentials between
50 and +50 mV
showed outward rectification of the steady-state GABA current, similar to that seen with many GABA receptor subunit combinations (Segal and
Barker, 1984
; Burgard et al., 1996
; Fig. 3, B and D) and a nearly
linear instantaneous I/V relationship, measured immediately after the
step to the test potential (Fig. 3D). The linear instantaneous I/V
relationship suggests that the outward rectification observed in
steady-state I/V curves derives from a voltage dependence of GABA
binding or gating steps rather than from inherent rectification of
single-channel conductance (Fig. 4). In
the presence of 3
5
PC, potentiation dominated at negative membrane
potentials in both the steady-state and instantaneous I/V relationships
(Fig. 3, E and F). In contrast, at positive potentials, block of
steady-state responses was apparent at positive membrane potentials
(Fig. 3F). Inspection of raw traces revealed an inward, time-dependent
relaxation of GABA currents to a steady-state level smaller than that
gated by GABA alone (Fig. 3C). These results are consistent with a
voltage-dependent (and/or gating-dependent) and time-dependent block of
GABA receptors by 3
5
PC.

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Fig. 4.
Voltage and [GABA] dependence of 3 5 PC block.
A1, I/V relationship obtained from steady-state responses to 2 µM
GABA at various membrane potentials from an X. laevis
oocyte expressing recombinant GABAA receptors
( 1 2 2L subunit combination). A voltage-pulse subtraction
protocol similar to that used in hippocampal neurons (Fig. 3) was used.
, GABA alone. , currents in response to GABA plus 10 µM
3 5 PC. A2, data in the presence of 3 5 PC were replotted on an
expanded y-axis to highlight the shape of the I/V curve.
B1 and B2, same protocols applied to the same oocyte in A, except that
100 µM GABA was used as the agonist (plus 10 µM 3 5 PC for open
circles). Note the linearity of the 100 µM GABA I/V curve and the
persistence of voltage-dependent block.
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Structural Requirements for Block and Potentiation.
Stereoselectivity of 3
5
PC effects on GABA receptors was
examined to gain insight into the stereochemical requirements for potentiation and block. We synthesized the 3
-diastereomer
(3
5
PC; Fig. 3G) and characterized 3
5
PC in the same
voltage-pulse protocol used to examine 3
5
PC. Interestingly,
3
5
PC exhibited voltage-dependent block similar to that exhibited
by the 3
-diastereomer, but the 3
-compound elicited no
potentiation (Fig. 3, H-L). These results suggest that potentiation is
highly stereoselective whereas block is not.
With the benefit of a diastereomer that exhibited only block, we were
able to examine the voltage dependence and [GABA] dependence of block
in more detail. For these experiments we examined block of recombinant
receptors expressed in X. laevis oocytes, which have the
advantage of small background conductances and fewer concerns about
spatial voltage clamp of neuronal dendritic trees. When examined in
X. laevis oocytes expressing the
1
2
2L subunit combination, GABA I/V curves in response to 2 µM GABA were very similar to those obtained in hippocampal neurons. Figure 4A shows a
steady-state I/V relationship to 2 µM GABA from a representative oocyte. The steady-state currents outwardly rectified, as observed in
hippocampal neurons (Fig. 3). 3
5
PC (10 µM) exhibited block at
positive potentials but had almost no effect at negative potentials. Although this pattern of block could represent inherent voltage dependence to 3
5
PC block, it is possible that the block at
positive potentials is related directly to the increased gating of GABA receptors at positive potentials (evident in the outwardly rectifying I/V relationship). By this hypothesis, voltage dependence of block occurs indirectly because of the apparent use dependence of 3
5
PC block.
To determine whether there is inherent voltage dependence of 3
5
PC
block, we examined the I/V relationship of responses to a high
concentration of GABA (100 µM). The EC50
concentration for GABA in our experimental conditions was ~10 µM
with a Hill coefficient near 2 (data not shown). Therefore, 100 µM
GABA represents a concentration nearly maximum. Figure 4B shows I/V
relationships for 100 µM GABA in the presence and absence of 10 µM
3
5
PC obtained from the same oocyte represented in A. Note that
the steady-state current in the absence of steroid increased ~34-fold
at
90 mV (from 0.6 to 21.5 µA), consistent with a much higher
probability of channel opening at 100 µM GABA. The I/V relationship
for 100 µM GABA was nearly linear, in contrast to the outwardly
rectifying I/V relationship for 2 µM GABA (Fig. 4, A1 and B1, solid
symbols). This result suggests that the voltage-dependent steps in GABA receptor gating are no longer rate limiting in the presence of high
concentrations of GABA. However, block by 3
5
PC still exhibited notable voltage dependence. In contrast to the linear I/V curve for
GABA alone, the I/V curve for 100 µM GABA in the presence of 10 µM
3
5
PC exhibited inward rectification (Fig. 4B2). This result
suggests that 3
5
PC block possesses inherent voltage dependence, separate from its apparent use dependence. In addition, block by 10 µM 3
5
PC at negative potentials, although negligible in the
presence of 2 µM GABA, was dramatically increased in the presence of
100 µM GABA (Fig. 4, A1 and B1). Thus, 3
5
PC block also exhibits clear dependence upon GABA concentration.
To further test the structural requirements for block by carboxylated
steroids, we examined lithocholic acid, a bile steroid with a
carboxylate group at C24. Lithocholic acid, like 3
5
PC, blocked
GABA receptors in a [GABA]-dependent manner (Fig.
5, B and C), suggesting GABA receptor
block is relatively insensitive to placement of the carboxylate.
Lithocholic acid was apparently a somewhat weaker blocker of
GABAA receptors than 3
5
PC, with 50 µM
lithocholic acid inhibiting GABA responses by 71 ± 6%
(N = 6) compared with 84 ± 3% block by
3
5
PC under the same conditions (Fig. 5C; +90 mV, 20 µM GABA).
Interestingly, we observed no evidence of potentiation of GABA
responses by lithocholic acid at any voltage or GABA concentration.
This result, similar to the results of C3 diastereomers (Fig. 3),
suggests that potentiation is more susceptible to structural
modifications of carboxylated steroids than block.

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Fig. 5.
Effect of lithocholic acid on GABA responses. A,
structure of lithocholic acid with emphasis on placement of the
carboxylate group (arrow) at C24. B, effect of lithocholic acid on
responses to 20 µM GABA in an oocyte expressing the 1 2 2
subunit combination. C, summary of the GABA-dependence of lithocholic
acid. Average block (10 µM lithocholic acid) of responses to 2 and
100 µM GABA is shown.
|
|
The results of Figs. 2 to 5 suggest that block of GABA receptors
probably explains the complicated concentration effects of 3
5
PC
on IPSCs (Fig. 1, D and E). As a direct test that GABA receptor block
is relevant to IPSCs, we examined the effect of 3
5
PC on IPSCs.
The 3
5
PC diastereomer (50 µM) truncated the time course of
IPSCs as expected (Fig. 6, A and B). In
five neurons, the peak IPSC was depressed by 3
5
PC by 16 ± 3%. The 10 to 90% decay time was decreased by 49 ± 5%, from
112 ± 10 to 56 ± 3 ms. This result is consistent with the
idea that the blocking action of 3
5
PC can explain the apparent
reversal of IPSC prolongations at high steroid concentrations.

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Fig. 6.
3 5 PC truncated the decay of IPSCs. A, thin
trace represents control IPSCs. The thick trace represents averaged
sweeps in the presence of 50 µM 3 5 PC. B, summary of effects of
50 µM 3 5 PC on the peak amplitude, 10 to 90% decay time, and
total charge transfer from five neurons.
|
|
Dependence of Potentiation and Block on pH.
Studies of the
structural requirements of neuroactive steroid potentiation and block
have previously suggested that a hydrogen bond donor at C3 is necessary
for potentiation, whereas a negative charge at C3 is important for
block (Phillipps, 1975
). The predicted pK of the carboxylate
group in 3
5
PC and 3
5
PC is ~5.0 (Fini et al., 1987
;
Loudon, 1995
). However, the pK of organic acids is
dramatically altered by changing the solvent dielectric constant or
hydrogen bonding ability (Fini et al., 1987
; Smejtek et al., 1987
). To
explore the role of the ionization state of 3
5
PC in the
potentiating and blocking action at GABAA
receptors, we examined the effect of altered extracellular pH on
3
5
PC potentiation and block. For these studies, we examined the
effect of steroids on X. laevis oocytes expressing the
GABAA receptor subunit combination
1
2
2L,
because these cells tolerate large and repeated shifts in pH (Fig.
7). As in hippocampal neurons, 50 µM
3
5
PC potentiated oocyte responses to 2 µM GABA at
70 mV and
physiological pH (Fig. 7, A1 and A3). Consistent with previous results,
low pH usually diminished responsiveness to GABA (Fig. 7A2; Zhai et
al., 1998
). Importantly, lowering the pH to 5.8 increased the net
potentiation of 3
5
PC measured at
70 mV. Examination of
steady-state I/V curves at pH 7.4 showed evidence for potentiation at
negative membrane potentials and block at positive membrane potentials, again nearly identical to data from hippocampal neurons (Fig. 7A3). At
pH 5.8, steady-state GABA responses were potentiated at all membrane
potentials (Fig. 7A4). This result suggests that un-ionized 3
5
PC
may relieve block, augment potentiation, or both.

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Fig. 7.
Potentiating effect of 3 5 PC was pH-dependent.
A1 and A2, traces from an X. laevis oocyte expressing an
1 2 2L subunit combination. A1, at pH 7.4 and a membrane
potential of 70 mV, 50 µM 3 5 PC potentiated the response to 2 µM GABA. A2, at the same membrane potential but pH 5.8, the response
to GABA alone was slightly reduced but the potentiation is much larger
than at the higher pH. A3 and A4, from the same cell, steady-state I/V
curves showed loss of block and apparent enhanced potentiation at low
pH. A3, steady-state I/V curve at pH 7.4. The potentiation and block at
negative and positive membrane potentials at pH 7.4 are similar to
results in hippocampal neurons (Fig. 3F). A4, steady-state I/V curve at
pH 5.8. Note the potentiation of steady-state GABA responses at all
membrane potentials. B, titration of the potentiating effect of
3 5 PC. Potentiation, independent of block, was isolated by using
low concentrations of GABA (2 µM) and 3 5 PC (5 µM) and by
examining negative membrane potentials 70 mV. Potentiation was
calculated relative to the steady-state GABA response at each pH value.
The solid line represents a titration curve with an apparent
pK of 6.4. C1 and C2, potentiation of the amide
derivative of 3 5 PC is pH-independent. Protocol was similar to
that used for A1 and A2. The inset shows the structure of 3 5 PA.
Holding potential was 70 mV.
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To determine whether potentiation, independent of block, is affected by
pH, we isolated the potentiating effect of 3
5
PC with low GABA
concentrations (2 µM), low 3
5
PC concentration (5 µM), and a
negative membrane potential (
70 mV). As shown by the titration curve
in Fig. 7B, potentiation grew as pH was lowered, but the apparent
pK was higher than predicted for an organic acid in water
(pK of ~5). The apparent pK of 3
5
PC when
interacting with receptor was ~6.4 from the fit to data in Fig. 7B.
The saturation of responses at low pH values did not result from
achieving maximum potentiation by steroid, because at pH 5.8, doubling
the total steroid concentration from 5 to 10 µM increased the GABA
responses a further 3.3 ± 0.2-fold (N = 3 oocytes; data not shown).
Potentiation by 3
5
PC does not seem dependent upon charge
neutrality per se at C3, as the methyl ester derivative of 3
5
PC, which is electroneutral at C3 but is not a hydrogen bond donor, was
inactive at concentrations up to 50 µM. In three oocytes treated with
2 µM GABA, responses at
50 mV were potentiated by only 8 ± 9% a 50 µM concentration of the methyl ester derivative,
compared with 391 ± 10% potentiation for 50 µM 3
5
PC
under the same conditions (N = 4; data not shown).
On the other hand, 3
5
PA, the amide derivative of 3
5
PC,
which is electroneutral at C3 and a weaker hydrogen bond donor than
un-ionized 3
5
PC, potentiated responses to 2 µM GABA in a
concentration-dependent manner (Fig. 6C). In three X. laevis oocytes examined, responses were potentiated by 23 ± 7, 233 ± 47, and 326 ± 70% at 1, 10, and 50 µM, respectively. Unlike
3
5
PC, steady-state I/V plots of responses to 2 µM GABA in the
presence of 50 µM 3
5
PA were potentiated at all potentials, with
no evidence of block at positive potentials (data not shown). Also
unlike 3
5
PC, potentiation by a subsaturating concentration of
3
5
PA showed very little pH dependence (cf. Figure 6, A and C). At
pH 7.4, 5 µM 3
5
PA potentiated responses to 2 µM GABA by
75 ± 7%; at pH 5.8 responses were potentiated by 109 ± 14% (N = 3 oocytes). This result is consistent with
the expectation that 3
5
PA is not ionized over the entire pH range
examined. The result is also consistent with the hypothesis that the
increased 3
5
PC potentiation at low pH results from a change in
the concentration of un-ionized steroid and from titration of a residue
on the receptor protein. Consequently, the high pK value for
3
5
PC suggests that the environment in which the bound steroid is
located has a lower dielectric constant or hydrogen bonds more weakly
than water (Smejtek et al., 1987
).
To test the effect of low pH on GABA receptor block, independent of
potentiation, we examined the effect of low pH on block by the
3
-diastereomer and lithocholic acid (Fig.
8). We used a combination of 20 µM GABA
and 50 µM 3
5
PC to induce severe block across a range of
membrane potentials. 3
5
PC (50 µM) at
90 mV depressed
responses to 2 µM GABA by 28 ± 7% but depressed responses to
20 µM GABA by 67 ± 6% (N = 5 oocytes at each
GABA concentration). These data are consistent with the observed
dependence of block by 3
5
PC on GABA concentration (Figs. 2, C and
D, and 4). Surprisingly, despite the large block with elevated GABA
concentration, low pH (5.8) caused nearly complete relief from block at
all membrane potentials (Fig. 8, A and B). Depression of GABA responses
was 84 ± 3% at +90 mV and pH 7.4, but depression was only 3 ± 3% at +90 mV and pH 5.8 (N = 5; Fig. 8D).
Lithocholic acid behaved similarly to 3
5
PC (Fig. 8C). As with
3
5
PC potentiation, titration curves for both 3
5
PC and
lithocholic acid (Fig. 8, B and C) revealed high apparent pK
values (6.9 and 6.4, respectively).

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Fig. 8.
A1-A4, low pH diminished block by 3 5 PC.
Voltage pulses in the presence and absence of GABA were applied in
20-mV increments to potentials between 90 and +90 mV. The traces
shown are subtractions of traces in the absence of GABA from those in
the presence of GABA. A1, at pH 7.4 responses to 20 µM GABA showed
typical outward rectification. Twenty µM GABA was used to enhance the
effect of 3 5 PC. A2, 3 5 PC (50 µM) depressed GABA
responsiveness at all membrane potentials. A3, GABA responsiveness was
depressed slightly by pH 5.8. A4, 3 5 PC depression was nearly
eliminated at low pH. B and C, pH dependence of block by 3 5 PC (B,
N = 4) and by lithocholic acid (C,
N = 5). Apparent pK values for the
blockers were 6.9 and 6.4, respectively. D, low pH only slightly
affected the block of GABA responses by 3 5 PS (2 µM). Because
the block by 3 5 PS, like that of 3 5 PC, is
[GABA]-dependent, the small amount of reduction in effectiveness at
low pH could be due to the decreased GABA responsiveness at pH 5.8. The
summary reflects fractional block of steady-state response to 20 µM
GABA at +90 mV for 50 µM 3 5 PC (N = 5;
different sample than Fig. 8B) and 2 µM 3 5 PS
(N = 4).
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To determine whether the ionization state of a receptor residue
probably contributes to the effects of pH on 3
5
PC block, we
examined the effect of pH on several sulfated steroids whose blocking
actions are similar to those of 3
5
PC and probably act at a
similar site. Ionization of these steroids, even if the local environment shifts the pK value by 2 units, should not be
affected between pH 7.4 and 5.8 because of the extremely low
pK of the sulfate group (Loudon, 1995
). At pH 5.8, block of
GABA (20 µM) responses by 2 µM 3
5
PS was decreased only
slightly at all membrane potentials examined (Fig. 8D). Like 3
5
PC
and 3
5
PC, block by 2 µM 3
5
PS was dependent upon GABA
concentration, depressing responses to 2 µM GABA (
90 mV) by 13 ± 3% and responses to 20 µM GABA by 58 ± 2%. Also like
3
5
PC, 3
5
PS exhibited apparent voltage dependence,
especially at low GABA concentrations. At +90 mV, block was increased
from 13 ± 3% (
90 mV) to 30 ± 5% (N = 6). Because of the apparent use dependence of 3
5
PS block, the
slight decrease in the effect of drug at pH 5.8 (Fig. 8D) may be
related to the reduced amplitude of GABA responses at low pH. We found
that pregnenolone sulfate (2 µM) block was also only slightly
affected by pH 5.8 (91 ± 2% depression, N = 4 at
pH 7.4, versus 76 ± 5% depression, N = 2 at pH
5.8). In addition, 3
5
PS and dehydroepiandrosterone sulfate block
were similarly weakly affected by pH (data not shown). These data are
consistent with the idea that the effect of pH on carboxylated steroid
block results primarily from the ionization state of the steroid rather
than to sites on the receptor. These experiments also showed that only low micromolar concentrations of sulfated steroids are needed to match
the degree of block given by the carboxylated steroids, suggesting that
block by sulfated steroids is substantially more potent (~25 fold)
than block by carboxylated steroids. In summary, these experiments
suggest that both potentiation and block by carboxylated steroids are
dramatically and inversely affected by pH and are consistent with the
idea that the local environment of the steroid dramatically affects the
steroid pK.
 |
Discussion |
Novel Combination of Cellular Actions for 3
5
PC.
The unique attribute of the neuroactive steroid 3
5
PC is the
ability of this compound to potentiate GABAA
receptor function and inhibit NMDA receptor function. This combination
of cellular effects may enhance the clinical profile over previously
characterized anesthetic neuroactive steroids. While block of NMDA
receptors is perhaps sufficient to protect against various forms of
glutamate-mediated toxicity (Michaelis, 1998
), maximum block of NMDA
receptors by neuroactive steroids is typically less than 100%.
Therefore, the GABA-blocking actions of these same steroids may promote
an increase in synaptic activity that at least partially undermines the
direct effects on NMDA receptors. Likewise, GABA-potentiating actions should enhance the anesthetic properties of NMDA receptor blockers, because GABAA receptor potentiation and NMDA
receptor block are the cellular actions most closely correlated with
anesthetic properties (Franks and Lieb, 1994
).
While 3
5
PC is a lead for developing neuroactive steroids with
favorable clinical properties, several features of 3
5
PC may not
be desirable or optimal for anticonvulsant, anesthetic, and
neuroprotective properties. The most serious problem with this compound
may be the blocking effect on GABAA receptors at high micromolar concentrations of drug. Therefore, this work focused on
defining structural and functional aspects of carboxylated steroids at
GABAA receptors. Block of
GABAA receptors requires significantly higher
concentrations of steroid than endogenous sulfated steroids, but these
same high micromolar concentrations are required for activity at NMDA
receptors. Given that 50 µM 3
5
PC produces no net change in IPSC
time course but significantly dampens NMDA EPSCs (Fig. 1), 3
5
PC
could be a better neuroprotective agent than previously reported C3
sulfates and hemiesters, all of which reportedly block
GABAA receptors (Park-Chung et al., 1999
).
Acidosis produced during acute central nervous system insults such as anoxia would probably minimize GABAA
block and maximize the potentiating effects of 3
5
PC (Figs. 7 and
8).
On the other hand, minimizing block of
GABAA receptors while retaining or enhancing NMDA
receptor block would probably produce a neuroactive steroid with better
clinical utility. Given the resistance of GABAA
receptor block to major changes in the stereochemistry or placement of
the carboxylic acid (Figs. 3 and 5), it may prove difficult to
eliminate block. Rather, ongoing work in our laboratories is aimed at
defining and optimizing structural requirements for NMDA receptor
block, which may prove a more fruitful strategy for improving the
clinical usefulness of carboxylated steroids.
Action at GABAA Receptors: Site(s) of Action.
Given that 3
5
PC both potentiates and blocks GABA receptors, it
is worth considering current evidence for possible sites on the
GABAA receptor that may mediate these actions.
Potentiation by 3
5
PC exhibits clear stereoselectivity, whereas
block does not. Likewise, concentration-response data at synapses (Fig.
1E) suggest that potentiation is most prominent at low micromolar concentrations of steroid, whereas block becomes apparent at
concentrations >10 µM. Potentiation and block by 3
5
PC can also
be temporally separated during voltage jumps to positive potentials
(Fig. 3, A-F). Finally, low pH has opposite effects on block and
potentiation, nearly eliminating block whereas enhancing potentiation.
These results are all consistent with the hypothesis that potentiation and block occur at separate sites on the GABAA
receptor. Previous work also suggests that positive modulators of
GABAA receptors, such as
(3
,5
)-3-hydroxypregnan-20-one, act at a different
GABAA receptor-associated site than blocking
steroids such as pregnenolone sulfate (Zaman et al., 1992
; Park-Chung
et al., 1999
). Unfortunately, specific potentiating and blocking sites
on the GABAA receptor have thus far eluded
identification, although a point mutation in transmembrane domain 2 dramatically reduces block by pregnenolone sulfate, perhaps by altering
the transduction mechanism of block (Akk et al., 2001
). Interestingly,
it was previously shown that 3
5
PS and pregnenolone sulfate lack
enantioselectivity for block of GABAA receptors,
possibly suggesting the lack of a conventional chiral protein-ligand
recognition site for pregnane and pregnene series blockers (Nilsson et
al., 1998
).
Potentiation by 3
5
PC and block by 3
5
PC and
lithocholic acid are pH-dependent. The apparent pK values
for potentiation and block were 6.4 to 6.9. Because these values are
approximately 1.5 to 2 units above the pK of lithocholic
acid in water (Fini et al., 1987
), we suggest that the pK of
carboxylated steroids is significantly altered by the local environment
in which the steroids act. The pK for many organic acids,
including lithocholic acid, is increased from ~5 in water to ~8 in
aqueous organic solvents (Fini et al., 1987
). The pK of
organic acids is also raised by association of the acid with membrane
(Smejtek et al., 1987
). Therefore, the local environment of the
carboxylated steroids can dramatically affect the pK value
and probably accounts for the high apparent pK values
observed in the present study.
We found that potentiation effects at GABA receptors probably are
mediated by the un-ionized form of 3
5
PC. Although potentiation by
3
5
PC was increased by decreased ionization, electroneutrality at
C3 is not sufficient for potentiation. Another requirement seems to be
that the substituent at C3 be a hydrogen bond donor (Phillipps, 1975
).
Consistent with this hypothesis, the methyl ester derivative of
3
5
PC was inactive at GABA receptors, and the amide derivative of
3
5
PC was an effective but pH-independent potentiator. The
un-ionized form of 3
5
PC probably constitutes slightly less than
10% of the total steroid at physiological pH (assuming a pK
of 6.4), and significant potentiation occurs at 5 µM total steroid.
This suggests that protonated 3
5
PC is probably active at less
than 500 nM, making the un-ionized form of 3
5
PC slightly lower in
potency than other unsulfated neuroactive steroids that potentiate GABA responsiveness.
Given that potentiation and block by 3
5
PC probably occur through
different sites (Park-Chung et al., 1999
), future work will be aimed at
structural modifications to 3
5
PC that maximize potentiation but
minimize block. Ideally, we seek a compound for which only the
un-ionized form will potently interact with GABA receptors but that
retains block of NMDA receptors.
 |
Acknowledgments |
We thank Joe Henry Steinbach and Gustav Akk (Washington
University) for discussion and Robert Purdy (Scripps Research
Institute) for generously supplying 3
-hydroxy-5
-pregnane-20-one sulfate.
 |
Footnotes |
Received April 16, 2001; Accepted June 27, 2001
This work was supported by National Institute of Health Grant
GM47969 (to C.F.Z., D.F.C., A.S.E.), a National Alliance for Research
on Schizophrenia and Depression Young Investigator Award (to S.M.), a
Klingenstein Foundation Grant (to S.M.), and a gift from the Bantly
Foundation (to C.F.Z.).
Dr. Steven Mennerick,
Ph.D., Department of Psychiatry, Washington University School of
Medicine, 660 S. Euclid Ave., Campus Box 8134, St. Louis, MO 63110. E-mail: menneris{at}psychiatry.wustl.edu
 |
Abbreviations |
GABA,
-aminobutyric acid;
NMDA, N-methyl-D-aspartate;
C3, carbon 3;
3
5
PC, (3
,5
)-20-oxo-pregnane-3-carboxylic acid;
IPSC, inhibitory postsynaptic current;
3
5
PS, 3
-hydroxy-5
-pregnan-20-one sulfate;
3
5
PA, (3